← Planning Tools

Annual Unaudited Financial Report

For the Fiscal Year Ended  |  Prepared in accordance with U.S. GAAP  |  Unaudited — Management Prepared

Statement of Financial Condition (Balance Sheet)

AssetsCurrent YearPrior Year
Current Assets
Cash and cash equivalents$$
Accounts receivable — advisory fees$$
Accounts receivable — insurance commissions$$
Prepaid expenses$$
Other current assets$$
Total Current Assets$0$0
Non-Current Assets
Equipment / software (net)$$
Deposits and other assets$$
Total Non-Current Assets$0$0
TOTAL ASSETS$0$0
Liabilities & Members' EquityCurrent YearPrior Year
Current Liabilities
Accounts payable$$
Accrued expenses$$
Deferred revenue$$
Other current liabilities$$
Total Current Liabilities$0$0
Non-Current Liabilities
Long-term obligations$$
Total Non-Current Liabilities$0$0
Total Liabilities$0$0
Members' Equity
Capital contributions$$
Retained earnings / (deficit)$$
Current year net income / (loss)$0$
Total Members' Equity$0$0
TOTAL LIABILITIES & EQUITY$0$0

Statement of Operations (Income Statement)

ItemCurrent YearPrior Year
Revenue
Advisory fees — AUM-based$$
Advisory fees — financial planning$$
Insurance commissions$$
Other income$$
Total Revenue$0$0
Operating Expenses
Compensation — owner draws / salary$$
Technology and software subscriptions$$
Compliance and legal fees$$
Licensing and registration fees$$
E&O / professional liability insurance$$
Office and administrative expenses$$
Marketing and advertising$$
Depreciation$$
Other operating expenses$$
Total Operating Expenses$0$0
NET INCOME / (LOSS)$0$0

Notes to Financial Statements

Note 1
Note 2
Note 3
Note 4
Note 5