Statement of Financial Condition & Statement of Income
As of / For the Period Ended | Prepared in accordance with U.S. GAAP | Unaudited
Assets
| Current Assets | |
| Cash and cash equivalents | $ |
| Accounts receivable — advisory fees | $ |
| Accounts receivable — insurance commissions | $ |
| Prepaid expenses | $ |
| Other current assets | $ |
| Total Current Assets | $0 |
| Non-Current Assets | |
| Furniture and equipment (net) | $ |
| Computer hardware and software (net) | $ |
| Security deposits | $ |
| Other non-current assets | $ |
| Total Non-Current Assets | $0 |
| TOTAL ASSETS | $0 |
| TOTAL LIABILITIES & EQUITY | $0 |
Liabilities & Members' Equity
| Current Liabilities | |
| Accounts payable | $ |
| Accrued expenses | $ |
| Deferred revenue (unearned fees) | $ |
| Income taxes payable | $ |
| Other current liabilities | $ |
| Total Current Liabilities | $0 |
| Non-Current Liabilities | |
| Long-term debt / loans payable | $ |
| Other non-current liabilities | $ |
| Total Non-Current Liabilities | $0 |
| Total Liabilities | $0 |
| Members' Equity | |
| Members' capital contributions | $ |
| Retained earnings (accumulated deficit) | $ |
| Current year net income (loss) | $0 |
| Total Members' Equity | $0 |
Statement of Income (Statement of Operations)
| Revenue | |
| Advisory fees — AUM-based | $ |
| Advisory fees — financial planning | $ |
| Insurance commissions | $ |
| Other income | $ |
| Total Revenue | $0 |
| Operating Expenses | |
| Compensation — owner draws / salary | $ |
| Technology and software subscriptions | $ |
| Compliance and legal fees | $ |
| Licensing and registration fees | $ |
| E&O / professional liability insurance | $ |
| Office and administrative expenses | $ |
| Marketing and advertising | $ |
| Depreciation | $ |
| Other operating expenses | $ |
| Total Operating Expenses | $0 |
| NET INCOME / (LOSS) | $0 |
Notes to Financial Statements
Note 1
Note 2
Note 3
Note 4
Note 5